1.6 Test results and derived values

(1) Test results and derived values form the basis for the selection of characteristic values of ground properties to be used for the design of geotechnical structures, in accordance with 2.4.3 of EN 1997-1:2004.

NOTE 1 The process of geotechnical design consists of a few successive phases (see Figure 1.1), the first of which covers the site investigation and testing, whereas the next one is devoted to the determination of characteristic values, and the last phase covers the design verification calculations. Rules for the first phase are given in the present standard. The determination of characteristic values and the design of the structures are covered by EN 1997-1.

General framework for the selection of derived values of geotechnical properties
Figure 1.1 — General framework for the selection of derived values of geotechnical properties

(2) Test results can be experimental curves or values of geotechnical parameters. In Annex A, a list of test results is given to serve as a reference to test standards7.

(3) Derived values of geotechnical parameters and/or coefficients, are obtained from test results by theory, correlation or empiricism.

NOTE 2 The examples of correlations used to determine derived values given in the annexes to Section 4 of this standard arc obtained from the literature. These correlations may correlate the value of a geotechnical parameter or coefficient with a test result, such as the qc-value of a CPT. They may also connect a geotechnical parameter to a test result by means of theoretical considerations (for example, when deriving a value of the angle of shearing resistance φ' from pressuremeter lest results or from the index of plasticity).

NOTE 3 In certain cases, the derivation of geotechnical parameters by means of a correlation is not made before the determination of the characteristic value, but after the test results have been corrected or transformed into conservative estimates.

1.7 The link between EN 1997-1 and EN 1997-2

(1) Figure 1.2 presents the general architecture of the CEN standards related to geotechnical engineering problems and those directly linked to EN 1997. The design part is covered by EN 1997-1. The present standard gives rules for ground investigations and obtaining geotechnical parameters or coefficients values to be used for determining the characteristic values (as specified in EN 1997-1). It gives also informative examples of calculation methods for spread and deep foundations. The implementation of EN 1997 needs information based on other standards, in particular those related to ground investigations and to the execution of geotechnical works.

EN 1997-1

Design rules
  • General framework for geotechnical design
  • Definition of ground parameters
  • Characteristic and design values
  • General rules for site investigation
  • Rules for the design of main types of geotechnical structures
  • Some assumptions on execution procedures

EN 1997-2

Geotechnical investigation and testing
  • Detailed rules for site investigations
  • Genera] test specifications
  • Derivation of ground properties and geotechnical model of the site
  • Examples of calculation methods based on field and laboratory tests

Test standards (CEN/TC 341)

Standards for
  • Drilling and sampling methods and groundwater measurements
  • Laboratory and field tests on soils and rocks
  • Tests on structures or parts of structures
  • Identification and classification of soils and rocks

Execution of geotechnical works (CEN/TC 288)

Execution standards
  • specific design rules (informative annexes)
  • specific test procedures
Figure 1.2 — General architecture of the CEN standards linked with EN 1997

1.8 Symbols and units

(1) For the purpose of EN 1997-2 the following symbols apply.

NOTE The notation of the symbols used is based on ISO 3898:1997.

Latin letters

Cc
compression index
c'
cohesion intercept in terms of effective stress
cfv
undrained shear strength from the field vane test
cu
undrained shear strength
Cs
swelling index
cv
coefficient of consolidation
Cα
coefficient of secondary compression
Dn
particle size such that n % of the particles by weight are smaller than that size e.g. D10, D15, D30, D60 and D85
E
Young's modulus of elasticity
E'
drained (long term) Young's modulus of elasticity
Efdt
flexible dilatometer modulus
Em
Ménard pressuremeter modulus
Emeas
measured energy during calibration
Eoed
oedometer modulus
EPLT
modulus from plate loading test
Er
energy ratio (= Emeas/Etheor)
Etheor
theoretical energy
Eu
undrained Young's modulus of elasticity
E0
initial Young's modulus of elasticity
E50
Young's modulus of elasticity corresponding to 50 % of the maximum shear strength
Ia
activity index
Ic
consistency index
ID
density index
IdmT
material index from the flat dilatometer test
KDMT
horizontal stress index from the flat dilatometer test
k
coefficient of permeability
Il
liquidity index
Ip
plasticity index
ks
coefficient of sub-grade reaction
mv
coefficient of compressibility
N
number of blows per 300 mm penetration from the SPT
Nk
cone factor for CPT, (see equation (4.1) )
Nkt
cone factor for CPTU, (see equation (4.2) )
N10l
number of blows per 10 cm penetration from the DPL
N10M
number of blows per 10 cm penetration from the DPM
N10h
number of blows per 10 cm penetration from the DPH
N10sa
number of blows per 10 cm penetration from the DPSH-A
N10sb
number of blows per 10 cm penetration from the DPSH-B
N20sa
number of blows per 20 cm penetration from the DPSH-A
N30SB
number of blows per 20 cm penetration from the DPSH-B
N60
number of blows from the SPT corrected to energy losses
(N1)60
number of blows from the SPT corrected to energy losses and normalized for effective vertical overburden stress
pLM
Ménard limit pressure
qc
cone penetration resistance
qt
cone penetration resistance corrected for pore water pressure effects
qu
unconfined compressive strength
wopt
optimum water content

Greek letters

α
correlation factor for Eoed and qc, (see Equation (4.3))
φ
angle of shearing resistance
φ'
angle of shearing resistance in terms of effective stress
µ
correction factor to derive cu from cfv, (see Equation (4.4))
ρd;max
maximum dry density
σC
unconfined compression strength of rock
σp
effective pre-consolidation pressure or effective vertical yield stress in situ
σT
tensile strength of rock
σv0
initial vertical total stress
σν0
initial vertical effective stress
ν
Poisson's ratio

Abbreviations

CPT
electrical cone penetration test
CPTM
mechanical cone penetration test
CPTU
cone penetration test with pore water pressure measurement
DMT
flat dilatometer test
DP
dynamic probing
DPL
dynamic probing light
DPM
dynamic probing medium
DPH
dynamic probing heavy
DPSH-A
dynamic probing superheavy, type A
DPSH-B
dynamic probing superheavy, type B
FDP
full displacement pressuremeter
FDT
flexible dilatometer test
FVT
field vane test
MPM
Ménard pressuremeter
PBP
pre-bored pressuremeter
PLT
plate loading test
PMT
pressuremeter test
RDT
rock dilatometer test
SBP
self-boring pressuremeter
SDT
soil dilatometer test
SPT
standard penetration test
WST
weight sounding test

(2) For geotechnical calculations, the following units or their multiples are recommended:

  • force kN
  • moment kNm
  • mass density kg/m3
  • weight density kN/m3
  • stress, pressure, strength and stiffness kPa
  • coefficient of permeability m/s
  • coefficient of consolidation m2/s

Eurocode 7: Geotechnical design — Part 2: Ground investigation and testing